Andrea Loughlin

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
NJ	RA	APPROVED	2017-03-02

NY RA
APPROVED

Since 2021-04-07
NJ RA
APPROVED

Since 2017-03-02

Branch Locations

401 Broadhollow Rd Suite 401, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Melville	NY	06/2007	Present
Morgan Stanley Smith Barney	Melville	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present
Oppenheimer & Co. Inc.	Melville	NY	09/2015	Present

06/2007 → Present

Morgan Stanley & Co., Incorporated

Melville, NY
06/2009 → Present

Morgan Stanley Smith Barney

Melville, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY
09/2015 → Present

Oppenheimer & Co. Inc.

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-01
S63	Uniform Securities Agent State Law Examination	1994-03-17

S66 Uniform Combined State Law Examination

2017-03-01
S63 Uniform Securities Agent State Law Examination

1994-03-17

View on SEC IAPD