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Peter Joseph Farina

Osaic Wealth, Inc.

Chicago, IL

Sun City Center, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-03
IL RA APPROVED 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-03
  • IL RA
    APPROVED
    Since 2025-01-02

Branch Locations

Chicago, IL • United States

1653 Sun City Center Plaza, Sun City Center, FL 33573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Oviedo FL 03/2006 Present
Payant Financial Services, Inc. Sun City Center FL 05/2013 Present
Sagepoint Financial Sun City Center FL 07/2013 09/2023
Osaic Wealth, Inc. Chicago IL 09/2023 Present
Previous Registrations
  • 2013-10-07 → 2024-02-14
    Payant Wealth Management Group
    Sun City Center, FL
  • 2006-03-27 → 2008-04-28
    Thrivent Investment Management Inc.
    Brandon, FL
    Valrico, FL
    Heathrow, FL
  • 2004-02-27 → 2005-11-21
    Rbc Capital Markets, Llc
    St. Petersburg, FL
  • 1992-11-24 → 2004-02-27
    William R. Hough & Co.
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-14
S63 Uniform Securities Agent State Law Examination 1987-08-06
  • S66 Uniform Combined State Law Examination
    2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    1987-08-06
Designations

View on SEC IAPD

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