David Michael Gustin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Melville, NY
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 07/2021 → Present
  Osaic Wealth, Inc.
  Jericho, NY

Previous Registrations

• 2016-06-22 → 2021-07-07
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 2007-06-14 → 2008-04-28
  Janney Montgomery Scott Llc
  Melville, NY
  Melville, NY

Other Businesses

1. MELVILLE CHAMBER OF COMMERCE POSITION: President NATURE: 501c-3 org. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2017 ADDRESS: 585 Broadhollow Rd., Melville NY 11747, United States DESCRIPTION: Overseeing monthly board meetings and attending chamber events. 2. TOWNWIDE FUND OF HUNTINGTON POSITION: Board member NATURE: Corp. 501c-3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2011 ADDRESS: 148 E. Main St., Huntington NY 11743, United States DESCRIPTION: Attend board meetings monthly and several charity events each year; such as golf outings 3. HELP AMERICA HEAR FOUNDATION POSITION: volunteer board member NATURE: 501c-3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: P.O. Box 1245, Smithtown NY 11787, United States DESCRIPTION: volunteer board member and co-chairman of the golf committee 4. DMG PORTFOLIO MANAGEMENT INC. POSITION: Managing Director NATURE: s Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2021 ADDRESS: 380 N. Broadway, Jericho NY 11753, United States DESCRIPTION: I market my financial services.

Exams

• S66 Uniform Combined State Law Examination
  2025-01-24
• S63 Uniform Securities Agent State Law Examination
  1985-06-28