Jonathan Dale Stein

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 11/2024
  Prospera Financial Services, Inc.
  Dallas, TX
• 11/2024 → Present
  Kestra Investment Services Llc
  Fort Worth, TX
• 11/2024 → Present
  Kestra Advisory Services Llc
  Fort Worth, TX

Previous Registrations

• 2005-03-04 → 2024-11-25
  Prospera Financial Services, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/12/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/12/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: OPTIMA WEALTH MANAGEMENT, INC. POSITION: FINANCIAL ADVISOR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 11/12/2024 ADDRESS: 2601 NETWORK BLVD., SUITE 430, FRISCO TX 75034, United States DESCRIPTION: PROVIDE FINANCIAL ADVICE TO CLIENTS USING COMMISSIONED AND FEE BASED ACCOUNTS. Name: RENTOVATORS LTD. POSITION: LIMITED PARTNER NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1975 ADDRESS: 2730 WOLF CREEK DR, LUCAS TX 75002, United States DESCRIPTION: I keep the books and participate with my partner in the ongoing decisions needed to run the properties. Name: SYMONDS WEALTH MANAGEMENT POSITION: N/A NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 04/07/2026 ADDRESS: 2512 Horne Street, Fort Worth TX 76107, United States DESCRIPTION: N/A

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-01-23

Other Names

• John Stein