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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-30 |
| CA | RA | APPROVED | 2011-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Fresno | CA | 06/2011 | Present |
1. Sunnyside Country Club; 5704 E Butler, Fresno, CA 93727; Golf; Member of the Finance Committee; Discuss budget needs of club; 10/15/2021; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Sunnyside Country Club; 5704 E Butler Ave Fresno CA 93727; Golf; Member Board of Directores; Give input on running the club. Membership, Greens, staff; 10/28/2023; 2.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-01-20 |
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