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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-04 |
| PA | RA | APPROVED | 2020-08-27 |
Branch Locations
300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 07/2005 | 08/2020 |
| Raymond James & Associates Inc | Philadelphia | PA | 08/2020 | Present |
TRUSTEE FOR MOTHER FBO NIECES (2) & NEPHEW (1), INVESTMENT RELATED, PHILADELPHIA PA, ONE HOUR PER MONTH, START 9/24/09
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-20 |
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