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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-12 |
| CA | RA | APPROVED | 2016-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fresno | CA | 08/2016 | Present |
MICHAEL F. BUDD INC., INV RELATED, FRESNO, CA, 100% OWNERSHIP, START 8/19/2019, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. ENCORE INVESTMENT CONSULTANTS LLC, INV RELATED, FRESNO, CA, 16.67% OWNERSHIP, START 8/25/2022, 160 HOURS PER MONTH, 6 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-20 |
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