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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-18
CT RA APPROVED 2015-03-02
  • TX RA
    APPROVED_RES
    Since 2018-09-18
  • CT RA
    APPROVED
    Since 2015-03-02

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenwich CT 02/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
  • S66 Uniform Combined State Law Examination
    2015-03-02
Other Names
  • John R Cullinane
  • John Rayburn Cullinane

View on SEC IAPD

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