Clarke Leaverton

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2023
  First Republic Securities Company, Llc
  Portland, OR
• 11/2013 → Present
  First Republic Investment Management, Inc.
  Portland, OR
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Portland, OR
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Portland, OR

Previous Registrations

• 2013-11-08 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Portland, OR
  Portland, OR
• 1994-01-10 → 2013-11-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Portland, OR

Other Businesses

Name: Gary and Mary Leaverton GST UAD 10/9/1998 ADDRESS: Blakely Island, WA; Investment-related: Yes; Nature of business: GST Role: Co-trustee; Description of duties: Co-trustee of a generation skipping trust and make decisions along with my brother; Start date: 10/9/1998 Number of hours each month: 4 hours; Number of hours during trading: 1 hour. Name: Waverley Historic Foundation Address: 1100 SE Waverly Drive, Portland, OR 97222 Investment-related: No Nature of the business: Waverley Historic Foundation was established to maintain the history and traditions of Waverley Country Club (Nationally Registered Historic Land Mark) and promote and advance the history of the game of golf. Role: Board Member Start Date: 07/15/2021 Description of duties: Board Member Number of hours each month: 4 Number of hours during trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-28
• S63 Uniform Securities Agent State Law Examination
  1986-08-06

Other Names

• Clarke Alan Leaverton