J. Ronald Lynch

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2022
  Stifel Nicolaus & Co Inc
  Florham Park, NJ
• 03/2022 → Present
  Ameriprise Financial Services, Llc
  Florham Park, NJ

Previous Registrations

• 2014-02-19 → 2022-03-31
  Stifel, Nicolaus & Company, Incorporated
  Morristown, NJ
  Morristown, NJ
• 2009-06-01 → 2014-02-27
  Morgan Stanley
  Paramus, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Paramus, NJ
• 2006-10-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Paramus, NJ
• 2003-07-01 → 2006-10-23
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
  Paramus, NJ
• 2002-06-12 → 2003-07-01
  Prudential Equity Group, Llc
  Paramus, NJ

Other Businesses

Board of Directors; Manitou Homeowners Association, Wayne, N.J.; Treasurer; 1 Eagle Drive, , Wayne, NJ, 07470; Not Investment-Related; 06/30/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-08
• S63 Uniform Securities Agent State Law Examination
  1981-02-20

Other Names

• J Ronald Lynch
• J. Ronald Lynch Jr.