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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-25 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
Wayne, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Florham Park | NJ | 02/2014 | 03/2022 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 03/2022 | Present |
Board of Directors; Manitou Homeowners Association, Wayne, N.J.; Treasurer; 1 Eagle Drive, , Wayne, NJ, 07470; Not Investment-Related; 06/30/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-20 |
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