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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-10-29
  • PA RA
    APPROVED
    Since 2010-10-29

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Radnor PA 09/1983 Present
Massmutual Life Insurance Company Springfield MA 07/1981 Present
  • 09/1983 → Present
    Mml Investors Services, Inc.
    Radnor, PA
  • 07/1981 → Present
    Massmutual Life Insurance Company
    Springfield, MA
Previous Registrations
  • 2002-03-11 → 2003-10-30
    First Financial Advisers, Llc
    Bala Cynwyd, PA
Other Businesses

NAME: LINDA KATZ, INSURANCE AGENT. INV.REL: YES. ADDR: 201 KING OF PRUSSIA ROAD SUITE 501, RADNOR, PA. NATURE: INSURANCE SALES. POSITION: AGENT. START DATE: 05/2010. HRS/MO: 2. HRS/DURING TRADING: 2. DUTIES: SALES & SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-04-27
  • S63 Uniform Securities Agent State Law Examination
    1981-04-27
Designations

View on SEC IAPD

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