Dennis Gale Stearns

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1991 → 10/2020
  Stearns Financial Services Group
  Greensboro, NC
• 10/2020 → Present
  Hightower Advisors Llc
  Greensboro, NC

Previous Registrations

• 2018-09-13 → 2020-11-09
  Stearns Financial Group
  Greensboro, NC

Other Businesses

Triad Growth Partners LLC Not investment related 2901 Gate City Boulevard, Suite 2200 Greensboro, NC 27401 Technology Business Accelerator (nature of other business) Partner / Director / Officer 11/4/2013 (start date) 2 hours per month 0 hours during securities trading hours Governance duties

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-01
• S63 Uniform Securities Agent State Law Examination
  1986-07-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant