Ronald Alan Gloe

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Eau Claire, WI
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Eau Claire, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Eau Claire, WI

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Lavista, NE
  Eau Claire, WI
• 2005-03-30 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Eau Claire, WI
  Cincinnati, OH
  Eau Claire, WI
  Eau Claire, WI

Other Businesses

DBA: Gloe Financial Advisors, LLC INSURANCE SALES POSITION: sales NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 01/1982 - LOCATED AT 3413 NIMITZ ST, EAU CLAIRE, WI 54701 - 2% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/1982 ADDRESS: 3413 Nimitz St., Eau Claire WI 54701, United States DESCRIPTION: Variable, Fixed, Fixed Indexed Annuity sales SAA POSITION: Advisor NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2017 ADDRESS: 3413 Nimitz St., Eau Claire WI 54701, United States DESCRIPTION: Advisory Services

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-18

Designations

• Certified Financial Planner

Other Names

• Ronald A Gloe