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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-31 |
| MO | RA | APPROVED | 2018-11-19 |
| TX | RA | APPROVED_RES | 2018-08-17 |
Branch Locations
9900 Clayton Road, St Louis, MO 63124 • United States
Rancho Santa Fe, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | 05/2018 |
| Raymond James & Associates, Inc. | St. Louis | MO | 05/2018 | Present |
| Cottage & Castles | Clayton | ME | 03/2004 | 12/2024 |
| Raymond James & Associates, Inc. | Rancho Santa Fe | CA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-08 |
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