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Joseph Thaddeus Regard

LPl Financial LLC

New Iberia, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2003-05-08
  • LA RA
    APPROVED
    Since 2003-05-08

Branch Locations

125 Church Aly, New Iberia, LA 70560-3708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. New Iberia LA 04/1986 Present
  • 04/1986 → Present
    Linsco/Private Ledger Corp.
    New Iberia, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-04
  • S63 Uniform Securities Agent State Law Examination
    1984-01-04

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEW IBERIA, LA
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NEWEDGE ADVISORS · New Iberia, LA
EAGLE STRATEGIES LLC · NEW IBERIA, LA

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