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B.b. Graham & Company, Inc. CRD 41533
$322M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-19 |
| DE | RA | APPROVED | 2025-11-14 |
| PA | RA | APPROVED | 2025-10-31 |
Branch Locations
212 E Drinker Street, Suite C, Dunmore, PA 18512 • United States
1700 W. Katella Ave., Orange, CA 92867 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 01/2012 | 10/2025 |
| B.B. Graham & Company, Inc. | Orange | CA | 10/2025 | Present |
Associate with Conway Financial 212 East Drinker Street, Dunmore Pennsylvania 18512, Stock Broker and Investment Advisor 40 hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-16 |
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