James Francis Negrelli

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-05-24
OH	RA	APPROVED	1999-08-16

TX RA
APPROVED_RES

Since 2010-05-24
OH RA
APPROVED

Since 1999-08-16

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cleveland	OH	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Cleveland, OH

Other Businesses

ZCA Designs LLC / 1127 Piermont Rd South Euclid,Ohio 44121 / United States / Company / Household Goods & textiles / domestic for profit LLC- jewelry designs / Advisor or advisory group member if advice given may influence an officer/board / business operations / Start Date 8/1/2019

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-17
S63	Uniform Securities Agent State Law Examination	1981-02-05

S65 Uniform Investment Adviser Law Examination

1997-05-17
S63 Uniform Securities Agent State Law Examination

1981-02-05

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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