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24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
550 Post Oak Blvd Ste 410, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Houston | TX | 06/2010 | 11/2024 |
| Raymond James Financial Services Advisors, Inc | Houston | TX | 07/2010 | 11/2024 |
| Insurance-Non Variable | Houston | TX | 04/2013 | Present |
| Mgo Oneseven Dba Htr Wealth Management | Beachwood | OH | 11/2024 | Present |
(1)Name of Business: Blue Cross Blue Shield of Texas Address: 550 Post Oak Blvd Ste 410, Houston, TX, 77027, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent for purposes of writing HTR Wealth Management (support company) Group Health Insurance Policy. FA Arthur Brand and I will split commissions received from BCBS TX in relation to the group policy. (2)Name of Business: HTR Wealth Management Address: 550 Post Oak Blvd Ste 410, Houston, TX, 77027, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 03/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ICD FOR RJFS (3)Name of Business: L ROGGEN TRAVEL Address: 2137 BANCROFT, HOUSTON, TX, 77027, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/20/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINANCING THE BUSINESS AND MAYBE ADMINISTRATIVE (4)Name of Business: Nationwide Address: 550 Post Oak Blvd Ste 410, Houston, TX, 77027, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/16/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The occasional unsolicited client request comes in for fixed insurance business (5)Name of Business: UNITED HEALTH CARE Address: 550 Post Oak Blvd Ste 410, Houston, TX, 77027-9410, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/28/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent for purposes of writing a medicare policy on himself
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-13 |
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