Stephen Fiore Tripodi

Current Employers

Argus Equity Partners, Llc

Amherst, NY • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-16
NY	RA	APPROVED	2021-08-05

TX RA
APPROVED_RES

Since 2021-09-16
NY RA
APPROVED

Since 2021-08-05

Branch Locations

Amherst, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Portfolio Advisors Alliance	Amherst	NY	07/2011	12/2019
Argus Equity Partners, Llc	Amherst	NY	01/2020	Present
Argus Equity Partners	Amherst	NY	01/2020	Present

07/2011 → 12/2019

Portfolio Advisors Alliance

Amherst, NY
01/2020 → Present

Argus Equity Partners, Llc

Amherst, NY
01/2020 → Present

Argus Equity Partners

Amherst, NY

Other Businesses

STEPHEN F TRIPODI SNYDER, NY 14226 OWNS REAL ESTATE AND COLLECT RENTS OWNS REAL ESTATE WITH 2 OTHER PEOPLE STEVE IS SOLE PROPRIETOR - STEPHEN F. TRIPODI OWNED PROPERTIES SINCE 1978 THIS IS NOT SECURITIES RELATED ADVERTISES OCCASIONALLY TO LIST AN APARTMENT FOR RENT OR BUILDING FOR SALE. HOURS APPROX 2 HR PER WEEK ARGUS EQUITY PARTNERS, LLC SNYDER, NY 14226 NATURE OF THE OUTSIDE BUSINESS: BUSINESS ENTITY DBA FOR BROKERAGE AND INSURANCE ACTIVITY RELATIONSHIP OF BUSINESS: PARTNER START DATE: TBD APPROXIMATE NUMBER OF HOURS PER MONTH - 0 HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-23
S63	Uniform Securities Agent State Law Examination	1983-11-02

S65 Uniform Investment Adviser Law Examination

2019-07-23
S63 Uniform Securities Agent State Law Examination

1983-11-02