William Conway Frye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-01-05

CO RA
APPROVED

Since 2026-01-05

Branch Locations

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spectrum Financial Concepts Llc	Denver	CO	05/2004	11/2022
Jolliffe Capital, Inc.	Scottsbluff	NE	12/2006	06/2018
Intervest International Equities Corp.	Colorado Springs	CO	08/2010	12/2022
Advisersource.COm Llc	Denver	CO	09/2017	12/2017
Familywealth Advisers, Llc	Denver	CO	01/2018	01/2022
Lpl Financial Llc	Centennial	CO	12/2022	Present

05/2004 → 11/2022

Spectrum Financial Concepts Llc

Denver, CO
12/2006 → 06/2018

Jolliffe Capital, Inc.

Scottsbluff, NE
08/2010 → 12/2022

Intervest International Equities Corp.

Colorado Springs, CO
09/2017 → 12/2017

Advisersource.COm Llc

Denver, CO
01/2018 → 01/2022

Familywealth Advisers, Llc

Denver, CO
12/2022 → Present

Lpl Financial Llc

Centennial, CO

Previous Registrations

2010-08-31 → 2022-12-02

Intervest International, Inc.

Centennial, CO

Colorado Springs, CO
2018-01-10 → 2022-01-11

Familywealth

Centennial, CO

Lake Mary, FL
2006-12-18 → 2018-06-30

Jolliffe Capital, Inc.

Dallas, TX
2017-09-27 → 2017-12-31

Familywealth

Centennial, CO

Lake Mary, FL
2008-01-02 → 2010-09-22

Evolve Investment Advisors

Centennial, CO

Austin, TX
2005-04-14 → 2007-12-31

Afs Brokerage, Inc.

Centennial, CO

Austin, TX

Denver, CO
2004-06-28 → 2006-12-20

Falco Financial Services, Inc.

Denver , CO
1999-01-01 → 2004-05-28

New England Securities

Denver, CO

Other Businesses

1)11/2022- Frye Financial, Inc.- DBA for LPL Business (entity for LPL business)- inv. related- Centennial, CO 2) 11/2022- Real Estate Rental- owner- inv. related- 18021 E Kentucky Ave #201 Aurora Co 80017, 18083 E Ohio Ave #201 Aurora Co 80017, 14602 E 2nd Ave #301C Aurora Co 80011- start date 6/25/2018- 2hrs/mth 3) 2/24/2023 - Frye Financial, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 2 Hours Per Month - Time Spent 1%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-29

S66 Uniform Combined State Law Examination

1999-11-29

Other Names

Bill C Frye

View on SEC IAPD