Stephen Brooks Alsdorf

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → Present
  Alsdorf & Assoc
  Englewood, CO
• 02/1980 → Present
  State Mutual Life Ins. Co.
  Denver, CO
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  Lakeside Landing, Llc
  Littleton, CO

Other Businesses

1.STEPHEN B ALSDORF DBA: CORE VALUES INVESTMENT MANAGEMENT, INVESTMENT RELATED, ADDRESS IS THE REGISTER LOCATION, INVESTMENT ADVISORY, AND INSURANCE SERVICES, START 2011, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR - OWNER 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 1980, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, GROUP BENEFITS, GROUP HEALTH, GROUP DISABILITY, GROUP DENTAL, LONG-TERM CARE, AND TRAVEL MEDICAL. 3. NAME OF OTHER BUSINESS: LAKESIDE LANDING, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: GENERAL MAINTENANCE FOR RENTAL PROPERTY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-13
• S63 Uniform Securities Agent State Law Examination
  1996-03-19

Other Names

• Stephen B Alsdorf