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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-04-02 |
| FL | RA | APPROVED | 2025-01-28 |
| OH | RA | APPROVED | 2025-01-09 |
| NM | RA | APPROVED | 2024-12-19 |
| IL | RA | APPROVED | 2024-12-10 |
| MS | RA | APPROVED | 2024-11-27 |
| CA | RA | APPROVED | 2024-09-11 |
| TX | RA | APPROVED | 2024-07-12 |
Branch Locations
8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Dallas | TX | 09/2012 | 07/2024 |
| Hilltop Securities | Dallas | TX | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-13 |
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