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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-01 |
Branch Locations
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | San Antonio | TX | 03/2008 | 03/2019 |
| Ameriprise Financial Services Inc | San Antonio | TX | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 03/2020 | Present |
Board of Directors; SA Life Academy; Board member; 308 Mt. Calvary Dr., , San Antonio, TX, 78209; Investment-Related; 01/01/2019; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; ATCOTX, LLC; OIL & GAS ROYALTY; 25 Tilbury Lane, , San Antonio, TX, 78230; Not Investment-Related; 02/03/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-29 |
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