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Joseph Karcic

Citigroup Global Markets Inc.

Uniondale, NY

Rockaway Park, NY

Howard Beach, NY

Astoria, NY

Astoria, NY

CRD 5177186

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States

Cwm Retail, Sales 113-01 Beach Channel Drive, Rockaway Park, NY 11694 • United States

Cwm Retail, Sales 156-19 Cross Bay Blvd, Howard Beach, NY 11414 • United States

Cwm Retail, Sales 22-16 31St Street, Astoria, NY 11105 • United States

Citi Retail Banking 25-91 Steinway Street, Astoria, NY 11103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Ny NY 11/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-12
S63 Uniform Securities Agent State Law Examination 2006-07-10
  • S65 Uniform Investment Adviser Law Examination
    2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    2006-07-10

View on SEC IAPD

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