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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-09-26
NJ RA APPROVED 2007-08-24
  • CA RA
    APPROVED
    Since 2011-09-26
  • NJ RA
    APPROVED
    Since 2007-08-24

Branch Locations

401 New Road 2Nd Floor, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Linwood NJ 08/2007 04/2025
Janney Montgomery Scott Llc Linwood NJ 04/2025 01/2026
Janney Montgomery Scott Llc Linwood NJ 01/2026 03/2026
Janney Montgomery Scott Llc Linwood NJ 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-16
S63 Uniform Securities Agent State Law Examination 1981-01-08
  • S65 Uniform Investment Adviser Law Examination
    1999-01-16
  • S63 Uniform Securities Agent State Law Examination
    1981-01-08
Other Names
  • Jim Burton

View on SEC IAPD

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