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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-15 |
| CA | RA | APPROVED | 2012-06-05 |
Branch Locations
99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Jose | CA | 06/2012 | Present |
NAME OF ENTITY: Waterfowl Environment Protection Organization - WEPO536 La Honda Dr ADDRESS: 536 La Honda Dr Aptos, CA 95003 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: A nonprofit entity with responsibility to maintain the natural habitat of 1150 acres of wetlands CAPACITY: Board of Directors START DATE: 06/01/2021 DUTIES: Duties will being on the 5 member Board of Directors which oversee the maintenance of the wetland parcel HOURS DEVOTED PER MONTH: 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-17 |
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