Charles Martin Bloom

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-07-09
KS	RA	APPROVED	2025-03-20
CA	RA	APPROVED	2003-08-21

OR RA
APPROVED

Since 2026-07-09
KS RA
APPROVED

Since 2025-03-20
CA RA
APPROVED

Since 2003-08-21

Branch Locations

Ashland, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	06/2003	Present

06/2003 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

SHORELINE SUMMIT ADVENTURES, NON-INVESTMENT RELATED, 3905 STATE STREET, SUITE #7173, SANTA BARBARA, CA 93105, ADVENTURE TRAVEL,TRAVEL AGENT, SINCE 5/16/2014, DEVOTED TIME IS 10 HRS A MONTH, DIRECT INDIVIDUALS INTERESTED IN ADVENTURE TRAVEL TO THE CHANNEL ISLANDS TO 3RD PARTY VENDORS. SANTA BARBARA SAILING CENTER, NON-INVESTMENT RELATED, 133 HARBOR WAY, SANTA BARBARA, CA 93105, SAILING CHARTERS AND SAILING INSTRUCTOR, SINCE 5/20/2013, DEVOTED TIME IS 20 HRS A MONTH, INSTRUCT STUDENTS IN SAILING. REGISTERED PRINCIPAL, SHORELINE WEALTH & INVESTMENT MANAGEMENT, 3905 STATE STREET, #7173, SANTA BARBARA, CA 93105. NON INVESTMENT RELATED SINCE 06/2003 AND I SPEND APPROX. 40 HOURS PER MONTH ON THIS ACTIVITY. FICTICIOUS BUSINESS NAME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-26
S63	Uniform Securities Agent State Law Examination	1981-01-09

S65 Uniform Investment Adviser Law Examination

2003-06-26
S63 Uniform Securities Agent State Law Examination

1981-01-09

View on SEC IAPD