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Anthony James Hubick

Rbc Capital Markets, LLC

Buffalo Grove, IL

Arlington Heights, IL

CRD 720706

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
IL RA APPROVED 1998-08-03
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • IL RA
    APPROVED
    Since 1998-08-03

Branch Locations

2150 E. Lake Cook Road Suite 405, Buffalo Grove, IL 60089-8224 • United States

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Buffalo Grove IL 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-25
S63 Uniform Securities Agent State Law Examination 1980-11-18
  • S65 Uniform Investment Adviser Law Examination
    1997-09-25
  • S63 Uniform Securities Agent State Law Examination
    1980-11-18

View on SEC IAPD

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