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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-04-20 |
| FL | RA | APPROVED | 2006-04-18 |
| TX | RA | APPROVED | 2006-04-17 |
Branch Locations
202 North Lewis Street, Lagrange, GA 30240 • United States
321 Margie Drive, Suite B, Warner Robins, GA 31088 • United States
233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Columbus | GA | 04/2006 | Present |
1. Cris Cross Investment Club; PO Box 4299, Columbus, GA 31914; Investment Club; Vice President/Officer; Provide research & execute orders from club; 06/06/1983; 3 Hours per Month; During securities trading hours; Investment-Related, 2. Columbus State University Athletic Fund; 4225 University Ave., Columbus, GA 31907; Foundation to support CSU Athletics; Director; Voting; 06/01/1980; 1 Hour per Month; During securities trading hours; Not Investment-Related. 3. Fred Haskins Commission; 2610 Cherokee Ave., Columbus, GA 31906; Promotes amateur golf thru the presentation of the Fred haskins aware for outstanding collegiate golfer; Vice President; Sub for President & help raise money for the org; 06/01/1996; 4 Hours per Month; During securities trading hours; Not Investment-Related. 4. Family House of West Georgia, Inc.; 1959 Hamilton Road Columbus, GA 319006; Overnight accommodations for parents with children in the hospital; Treasurer; oversight of operations; 10/03/2005; 1hr/mth; not during securities trading hours; Not Investment-related 5. National Infantry Museum; 1775 Legacy Way Columbus GA 31903; History of the Army Infantry; Board of Directors; Oversite of the operation of the museum; 02/01/2019; 3.00 Hour(s) Per Quarter; during securities trading hours; Not Investment-Related. 6. Columbus State University; 4225 University Avenue, Columbus, GA 31907; Higher education; Board of Trustee Member; Advocacy, personal charitable giving, and recruiting volunteers; 11/15/2021; 8 Hours per Year; Not Investment-Related. 7. 1909 Preservation Society, Inc.; 1111 Bay Avenue, Columbus, GA 31901; Raising funds for the preservation of the County Club of Columbus.; President; Overseeing the preservation of the Country Club of Columbus; 06/03/2024; 2 hrs/month; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-12 |
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