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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| NE | RA | APPROVED | 1999-03-25 |
Branch Locations
12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States
Omaha, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Omaha | NE | 03/2008 | Present |
| City National Bank | Omaha | NE | 06/2019 | Present |
(1) GARLOCK REAL ESTATE LLC; ADDRESS: 1120 S 102ND ST OMAHA, NE 68124; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START DATE: 01/15/2007; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NORTH STAR FOUNDATION; ADDRESS: 1412 HOWARD ST OMAHA, NE 68102; BUSINESS DESCRIPTION: BENEFITS INNER CITY KIDS; NOT INVESTMENT RELATED; START DATE: 11/16/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: CHAIRMAN; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-10 |
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