Robert Louis Hagmaier

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2024-01-22
TX	RA	APPROVED_RES	2012-09-07

OK RA
APPROVED

Since 2024-01-22
TX RA
APPROVED_RES

Since 2012-09-07

Branch Locations

Oklahoma City, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Independent Financial Group	San Diego	CA	12/2008	Present

12/2008 → Present

Independent Financial Group

San Diego, CA

Previous Registrations

2007-01-05 → 2008-12-18

Eplanning Advisors Inc

Roseville, CA
2002-07-09 → 2006-10-27

Financial West Group

Westlake Village, CA

Lake Oswego, OR

Other Businesses

(1) COMPASS CAPITAL PRIVATE WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 143 START DATE: 02/01/2010 ADDRESS: 10604 Ashford Dr, Yukon OK 73099, United States DESCRIPTION: 100% OWNER DBA COMPASS CAPITAL PRIVATE WEALTH MANAGEMENT OFFERING INVESTMENT ADVISORY SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-18
S63	Uniform Securities Agent State Law Examination	1984-04-07

S66 Uniform Combined State Law Examination

2002-04-18
S63 Uniform Securities Agent State Law Examination

1984-04-07

View on SEC IAPD