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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-02-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kline Financial Services | Milwaukee | WI | 05/1991 | Present |
| Compass Wealth Design Llc | Kirkwood | MO | 08/2009 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2016 | Present |
1) Independent insurance agent for various independent insurance companies. 2) Compass Wealth Design LLC, 10260 Manchester Road, Kirkwood, MO 63122; Began 05/01/2010 as Member; Devotes 40 hr/wk, 40 hr/wk during trading; Investment related. 3)CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 50/WEEK 30/TRADE. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-29 |
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