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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-04 |
Branch Locations
10900 Manchester Rd Suite 100, Kirkwood, MO 63122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Town & Country | MO | 01/2008 | 01/2018 |
| Tap Consulting Llc Dba Genex Consulting | Kirkwood | MO | 01/2008 | 03/2025 |
| Tap Consulting Llc Dba Genex Consulting | Kirkwood | MO | 01/2008 | 03/2025 |
| Private Client Services | Louisville | KY | 01/2018 | Present |
| Summit Financial, Llc | Parsippany | NJ | 11/2024 | Present |
1) BCM Holdings LLC, 10900 Manchester Rd, Suite 100, Kirkwood, MO 63122. Member, real estate holding company. Non-investment related, 10 hrs/month, all during trading hrs. 2) Non-investment related insurance sales through various carriers. 3) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Redders Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 4) Summit Financial dba Genex Consulting; Investment related; 4 Campus Drive, Parsippany, NJ 07054; RIA; IAR; Start date: 11/01/2024; Hours per month: 120; Hours during trading: 8; Duties: IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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