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Joseph Orazio Giunta

LPl Financial LLC

Fort Mill, SC

Livingston, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-21
  • NJ RA
    APPROVED
    Since 2021-12-21

Branch Locations

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

Livingston, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Warren NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warren NJ 11/2016 12/2021
Lpl Financial, Llc Livingston NJ 12/2021 Present
Previous Registrations
Other Businesses

1. 12/13/2021 - GLADSTONE WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ LIVINGSTON, NJ

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-01
  • S63 Uniform Securities Agent State Law Examination
    1989-06-01
Other Names
  • Joseph Orazio Giunta
  • Joseph O Giunta

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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