Wendy Louise Marshall

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-09-11

CA RA
APPROVED

Since 2014-09-11

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Phoenix	AZ	09/2014	Present

09/2014 → Present

Lpl Financial Llc

Phoenix, AZ

Previous Registrations

2010-02-08 → 2014-09-11

Edward Jones

Phoenix, AZ

Phoenix, AZ

St Louis, MO

Other Businesses

1. 11/5/2015 - Wealth Life Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 01/01/16 - 172 Hours Per Month/100 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-05
S63	Uniform Securities Agent State Law Examination	1981-02-09

S66 Uniform Combined State Law Examination

2010-02-05
S63 Uniform Securities Agent State Law Examination

1981-02-09

Other Names

Wendy Marshall Hancock

View on SEC IAPD