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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
MI RA APPROVED 2010-08-30
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • MI RA
    APPROVED
    Since 2010-08-30

Branch Locations

3351 Eagle Run Dr Ne Ste D, Grand Rapids, MI 49525 • United States

Rockford, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 09/2005 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 919 Oakleigh Road NWGrand Rapids, MI 49504, ,; ; 04/11/2011 / Single Family; 3416 King George Lane, , Seffber, FL, 33584; Not Investment-Related; 06/01/2020. Business Ownership; Low Bottom LLC; ; Mangement of rental property; 919 Oakleigh NW Grand Rapids, MI 49504, ,; ; 12/03/2012; 1 to 9 hours per month; / Paul A. Mysliwiec, LLC; ; Expense Sharing; 3351 Eagle Run Drive Suite D Grand Rapids, MI 49525, ,; Not Investment-Related; 01/29/2002; 0 hours per month; 0 during trading hours. Outside Employment; OKL LLC; Financial Advisor; OKL LLC pays the salaried portion of my compensation; 7130 S Westnedge Ave, , Portage, MI, 49002; Investment-Related; 12/02/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-11-25
  • S63 Uniform Securities Agent State Law Examination
    1980-11-25
Designations
  • Chartered Financial Consultant
Other Names
  • Paul A Mysliwiec

View on SEC IAPD

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