Sebastian Bulfamante

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

New Rochelle, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capital One Sharebuilder, Inc	Seattle	WA	02/2015	05/2018
Lpl Financial Llc	Yonkers	NY	06/2018	Present

02/2015 → 05/2018

Capital One Sharebuilder, Inc

Seattle, WA
06/2018 → Present

Lpl Financial Llc

Yonkers, NY

Previous Registrations

2015-06-08 → 2018-05-03

Capital One Advisors, Llc

Mclean, VA

New City, NY
1999-03-31 → 2002-09-16

Chase Investment Services Corp.

New York, NY

Other Businesses

1). 03/13/2019 - No business name - Investment related - 225 Sickles Ave New Rochelle NY 10801 - Real Estate Rental - Start date:06/11/2018 - 1 hr/mo - 1 hr during trading - I own a 3 family house and 2 units are rented as income.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-04
S63	Uniform Securities Agent State Law Examination	1996-06-10

S65 Uniform Investment Adviser Law Examination

2015-06-04
S63 Uniform Securities Agent State Law Examination

1996-06-10

View on SEC IAPD