Ronald A Cain

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 09/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA

Previous Registrations

• 2009-05-08 → 2021-09-03
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 2003-04-29 → 2009-05-20
  Scott & Stringfellow, Llc
  Richmond, VA
  Richmond, VA
• 1995-07-26 → 2003-02-26
  Ubs Financial Services Inc.
  Richmond, VA

Other Businesses

CARROLL M COOPER AMENDED & RESTATED TRUST; TRUSTEE FOR UNCLE'S TRUST, INV RELATED, RICHMOND, VA, START 7/11/2018, 1 HR/MONTH, 1 HR DURING TRADING.| GRANITE WEALTH MANAGEMENT, LLC, INV RELATED, RICHMOND, VA, 29% OWNERSHIP, START 09/03/2021, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE.| CATHARINE COOPER LIVING TRUST U/A DTD 1/28/2021; INV RELATED; RICHMOND; VA;TRUSTEE; START DATE 12/13/2024; 2 HOURS PER MONTH; 0 HRS DURING TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-03
• S63 Uniform Securities Agent State Law Examination
  1980-11-19

Other Names

• Ronald Alva Cain
• Ron Cain