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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-03 |
| VA | RA | APPROVED | 2016-05-03 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Richmond | VA | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; HENRICO,VA; 100% OWNERSHIP; START DATE 09/08/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. | POWER OF ATTORNEY FOR WIFE; INV RELATED; RICHMOND, VA; POWER OF ATTORNEY; 12/2024; 1 HOUR A MONTH; 1 HOUR DURING TRADING HOURS MARKANDASHLEY LLC; INV RELATED;MIDLOTHIAN,VA; HOLDING COMPANY ;50% OWNERSHIP; START DATE: 07/11/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; APOLLO ADOLESCENT CARE, LLC; INV RELATED;DELRAY BEACH,FL; HEALTH TREATMENT;2% OWNERSHIP; START DATE: 08/07/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-13 |
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