John Christopher Mulcahy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Beverly Hills, CA
• 09/2009 → Present
  Bank Of America,Na
  Santa Monica, CA

Previous Registrations

• 2003-07-01 → 2008-12-11
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 1989-06-07 → 2003-07-01
  Prudential Equity Group, Llc
  Los Angeles, CA

Other Businesses

I*5360 Name of outside business organization: Mulcahy Trust Address of business: Princeville, California, 96722 Nature of business: N Start date of relationship: 10/9/2017 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-03
• S63 Uniform Securities Agent State Law Examination
  1982-08-09

Other Names

• John C Mulcahy