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Randale John Honaker

Ubs Financial Services Inc.

Miamisburg, OH

Sarasota, FL

CRD 719303

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-09-11
OH RA APPROVED 2014-09-09
TX RA APPROVED_RES 2014-09-09
  • FL RA
    APPROVED
    Since 2014-09-11
  • OH RA
    APPROVED
    Since 2014-09-09
  • TX RA
    APPROVED_RES
    Since 2014-09-09

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Sarasota, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Centerville OH 09/2014 Present
Previous Registrations
Other Businesses

1)BUSINESS OR ACTIVITY NAME: RANDY AND CANDI PROPERTIES LLC - ENGLEWOOD RENTAL FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: 8581 AMBERJACK CIR., UNIT 302, ENGLEWOOD, FL 34224 NATURE OF BUSINESS: PROPERTY OWNER YOUR POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 2010 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: MAINTAIN PROPERTY FOR RENT. 2)BUSINESS OR ACTIVITY NAME: RANDY AND CANDI PROPERTIES LLC - OHIO FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: 4389 ST. RT. 725 BELLBROOK, OH 45305 NATURE OF BUSINESS: PROPERTY OWNER YOUR POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 2005 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: MAINTAIN PROPERTY FOR RENT. 3) Name of Business: Summercove condominium association./ Address; 1600 summerhouse ln sarasota fl United States34242./ Investment Related: No./ Nature: president./ Role: Officer./ Duty: oversee property./ Start Date: 2/14/2023./ Hours Devoted: No./ Time Required: No. 4) Dayton Urban Younglife, Teaching teens how to have a relationship with God,Advisor or advisory group member if advice given may influence an officer/board, help oversee finances, start date-1/20/2014, DaytonOhio United States-45440. 5) R2H2 properties, own manage real estate, Partner, discuss properties, start date-3/12/2019, centerville ohio United States-45459

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-22
S63 Uniform Securities Agent State Law Examination 1980-10-16
  • S65 Uniform Investment Adviser Law Examination
    1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1980-10-16
Other Names
  • Randy Honaker

View on SEC IAPD

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