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David James Larado

Sapient Capital LLC

New York, NY

Indianapolis, IN

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Current Employers
Sapient Capital Llc

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-19
  • NY RA
    APPROVED
    Since 2025-08-19

Branch Locations

650 5Th Ave, New York, NY 10019 • United States

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2006 08/2025
Sapient Capital Llc New York NY 08/2025 Present
Previous Registrations
  • 2006-11-13 → 2025-08-14
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
    Weehawken, NJ
    Pelham, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-23
  • S66 Uniform Combined State Law Examination
    2006-10-23

View on SEC IAPD

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