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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-30 |
| OR | RA | APPROVED | 2008-01-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Corvallis | OR | 01/2008 | Present |
| Financial Advocates Advisory Services | Corvallis | OR | 04/2012 | Present |
1. 01/08/2008 - REAL ESTATE RENTAL - MY WIFE AND I OWN KMD 310 SW 7TH ST, INVESTMENT, LLC THIS LLC OWNES 1/6 INTEREST IN 310 NW 7TH ST., LLC WHICH OWNS AN OFFICE BUILDING AT 310 NW 7TH ST. THERE ARE TWO FLOORS. ONCE REMODELING IS COMPLETED THE MAIN FLOOR WILL BE OCCUPIED BY NW. - TIME SPENT 1%. 2. 1/8/2008 - NON-VARIABLE INSURANCE DBA - NORTHWEST FINANCIAL GROUP, LLC - OWNED BY 3 LLCS. EACH OWNED INDIVIDUALLY BY EITHER C. TRAVIS GRAY, KERRY DYER, OR MICHAEL GRAY. NFG LLC SELLS & SERVICES FIXED LIFE & HEALTH BUSINESS, COLLECTS COMMISSIONS, AND PAYS BILLS. - CORVALLIS, OR. 3. 4/21/2010 - REGISTERED INVESTMENT ADVISOR - FINANCIAL ADVOCATES ADVISORY SERVICES - PROVIDE FINANCIAL PLANNING & CONSULTING SERVICES FOR FLAT &/OR HOURLY FEES. - 2% OF TIME - CORVALLIS, OR. 4. 9/26/2012 - KMD NFG, LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION - DBA CREATED FOR TAX PURPOSES ONLY AND NOT USED FOR SECURITIES BUSINESS. - TIME SPENT 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-27 |
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