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Carolyn D Pentland

Spectrum Strategic Capital Management, LLC

Corvallis, OR

Lake Oswego, OR

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Current Employers
Spectrum Strategic Capital Management, Llc

2055 Nw Grant Ave, Corvallis, OR 97330-1905 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-05-15
  • OR RA
    APPROVED
    Since 2015-05-15

Branch Locations

2055 Nw Grant Ave, Corvallis, OR 97330-1905 • United States

5800 Meadows Road Suite 200, Lake Oswego, OR 97035-3147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Strategic Capital Management, Llc Lake Oswego OR 03/2015 02/2020
Spectrum Strategic Capital Management, Llc Lake Oswego OR 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-26
S63 Uniform Securities Agent State Law Examination 2003-03-26
  • S65 Uniform Investment Adviser Law Examination
    2008-02-26
  • S63 Uniform Securities Agent State Law Examination
    2003-03-26
Other Names
  • Carolyn Diane Groce
  • Carolyn Diane Pentland
  • Carolyn Diane Garcia

View on SEC IAPD

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