Frederick Cary Lake

Current Employers

Crito Capital Advisers Llc

8 Wright Street Suite 107, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-09-10

CT RA
APPROVED

Since 2024-09-10

Branch Locations

Stamford, CT • United States

8 Wright Street Suite 107, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lake Partners, Inc.	Greenwich	CT	01/1989	09/2020
F/M Investments, Llc	Washington	DC	09/2019	04/2021
Self-Employed	Stamford	CT	03/2019	02/2020
Narrative Alpha	Stamford	CT	05/2021	Present
Crito Capital	Westport	CT	11/2022	Present

01/1989 → 09/2020

Lake Partners, Inc.

Greenwich, CT
09/2019 → 04/2021

F/M Investments, Llc

Washington, DC
03/2019 → 02/2020

Self-Employed

Stamford, CT
05/2021 → Present

Narrative Alpha

Stamford, CT
11/2022 → Present

Crito Capital

Westport, CT

Previous Registrations

2022-11-07 → 2024-09-04

Crito Capital Llc

Stamford, CT

Westport, CT
2019-12-10 → 2021-06-15

F/M Investments Llc

Washington, DC

Stamford, CT
1991-09-24 → 2019-06-28

Lake Partners,Inc.

Stamford, CT

Other Businesses

Narrative Alpha / Not investment related / Home address / Financial writing and communications / Sole proprietor, self-employed, founder / 05-01-21 start date / Approx. 135 hours per month / Approx. 6 hours per day during trading hours / Writing and communications for financial services firms

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-06

S63 Uniform Securities Agent State Law Examination

1995-06-06

Other Names

Rick Lake

View on SEC IAPD