Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
VT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • VT RA
    APPROVED
    Since 2009-06-01

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. South Burlington VT 09/1998 Present
Morgan Stanley Smith Barney Burlington VT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/1998 → Present
    South Burlington, VT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Burlington, VT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1980-12-11
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1980-12-11
Other Names
  • Roy Henry Elitzer

View on SEC IAPD

More in Colchester, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor