Jan Peter Cummins

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-10-07
PA	RA	APPROVED	2005-08-08

NJ RA
APPROVED

Since 2008-10-07
PA RA
APPROVED

Since 2005-08-08

Branch Locations

150 Radnor-Chester Road Suite B-100, Radnor, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Radnor	PA	01/2003	Present

01/2003 → Present

Janney Montgomery Scott Llc

Radnor, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-18
S63	Uniform Securities Agent State Law Examination	1980-11-03

S65 Uniform Investment Adviser Law Examination

1992-06-18
S63 Uniform Securities Agent State Law Examination

1980-11-03

Designations

View on SEC IAPD

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