David Jeffrey Nelson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-01
FL	RA	APPROVED	2021-11-05
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2013-01-28
CA	RA	APPROVED	2004-08-02

NJ RA
APPROVED

Since 2026-07-01
FL RA
APPROVED

Since 2021-11-05
NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2013-01-28
CA RA
APPROVED

Since 2004-08-02

Branch Locations

Woodbury, NY • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

1)DG SERVICES, INV RELATED; WOODBURY, NY, MANAGEMENT CONSULTING CO. FOR FAMILY ASSETS PROVIDING FINANCIAL AND BUSINESS CONSULTING SERVICES, TRUSTEE, 8/1997, 1 HR PER MO. 2) CO-TRUSTEE FOR FAMILY LIMITED PARTNERSHIP, INVESTMENT RELATED, NEW YORK, OWNER, START DATE 9/2008, 2 HOURS PER MONTH/0 DURING TRADING. 3) NELSON FAMILY 2000 LIMITED PARTNERSHIP, NOT INVESTMENT RELATED, NEW YORK, OWNER, START DATE 5/2007, 2 HOURS PER MONTH/0 DURING TRADING. 4) TRUSTEE FOR FAMILY REVOCABLE TRUST FBO SISTER, INVESTMENT RELATED, SYDSSEY, NY; START DATE 11/18/2004; 2 HRS/MO; 0 DURING TRADING.; 5) MURRAY NELSON, LLC, INV RELATED, WOODBURY, NY, 50% OWNERSHIP, START: 6/1/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, REAL ESTATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-25
S63	Uniform Securities Agent State Law Examination	1981-11-10

S65 Uniform Investment Adviser Law Examination

2003-03-25
S63 Uniform Securities Agent State Law Examination

1981-11-10

View on SEC IAPD