Michael David Schwitz

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-01-31

FL RA
APPROVED

Since 2017-01-31

Branch Locations

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments, Inc.	Madison	WI	11/1988	Present
Ms Financial	Madison	WI	11/1988	Present
Anu-Skin	Madison	WI	06/2011	Present
Ms Financial	Venice	FL	01/2017	Present

11/1988 → Present

Harbour Investments, Inc.

Madison, WI
11/1988 → Present

Ms Financial

Madison, WI
06/2011 → Present

Anu-Skin

Madison, WI
01/2017 → Present

Ms Financial

Venice, FL

Other Businesses

1)MS Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Anu-Skin | 430 Spadaro Dr Venice FL 34285 | Partner | Description: Sell skincare products, oversee the books | Beginning 6/1992 | 20 hours per month, 0 during trading hours | Paid position | Not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-15
S63	Uniform Securities Agent State Law Examination	1980-12-01

S66 Uniform Combined State Law Examination

2014-04-15
S63 Uniform Securities Agent State Law Examination

1980-12-01

Other Names

Michael D Schwitz

View on SEC IAPD