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5555 Glenridge Connector Ste. 200, Atlanta, GA 30342 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-11 |
| GA | RA | APPROVED | 2017-05-02 |
Branch Locations
5555 Glenridge Connector Ste. 200, Atlanta, GA 30342 • United States
Smyrna, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Tortoise, Llc | Atlanta | GA | 04/2017 | Present |
| Rdk Strategies, Llc | Mableton | GA | 02/2007 | Present |
1) William McVay has been an Independent Trustee of the AdvisorShares ETF Trust since 02/2011 for which he devotes approximately 5% of his time. AdvisorShares ETF Trust, (4800 Montgomery Lane Suite 150, Bethesda MD 20814), is an SEC registered mutual fund. AdvisorShares is one of the leading providers of actively managed exchange traded funds. 2)William McVay is the owner and managing member of RDK Strategies, LLC (RDK), (5010 Lake Mist Drive, Smyrna, GA, 31026). RDK previously provided business management and investment related services to a variety of institutional investors, financial institutions and financial intermediaries between 02/2007 and 12/2017. RDK was also previously registered as a registered investment advisor with the SEC and/or with appropriate states for its investment related services. RDK has not provided any investment related services since 02/2016, has not been registered as a registered investment adviser since 03/2016 and does not currently provide any business management services to any entity. The LLC is currently dormant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-26 |
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